Internal Audit and Compliance Analyst

POSITION TITLE: Internal Audit and Compliance Analyst

REPORTS TO: CEO

POSITION LOCATION: Hendricks County, IN

FLSA STATUS: Exempt

WORKER CATEGORY: Full-Time

COMPANY SUMMARY: 

For more than a century, Hendricks County Bank and Trust Company has been committed to advancing the aspirations and accomplishments of people who live, work, and do business in Hendricks County. Since the day we opened our doors, we have sustained that local focus. Our bank’s efforts and resources have always supported and strengthened the communities we call home. We treat our customers like neighbors because that is exactly who they are. That means we always address the needs of our customers quickly. 

Our mission at Hendricks County Bank and Trust is to promote economic prosperity - improving the quality of life in the community we serve. We will do this by providing quality banking services in a professional manner with employees who are empowered to recognize and respond to the needs of our customers.

POSITION SUMMARY:

The Auditor is responsible for evaluating and improving the effectiveness of risk management, internal controls, and governance processes across the Bank. This role ensures compliance with internal policies and procedures as well as federal and state banking regulations. The Auditor will conduct independent audits, identify areas of risk, and provide recommendations to strengthen operational controls and efficiencies.

SPECIFIC DUTIES:

• Perform internal audits of bank operations, including lending, deposits, branch operations, and information systems 
• Evaluate internal control systems for effectiveness and regulatory compliance 
• Ensure adherence to applicable banking regulations, including FDIC, BSA/AML, and consumer protection laws 
• Prepare clear and concise audit reports outlining findings, risk levels, and recommended corrective actions 
• Work with department leadership to review audit results and support implementation of corrective actions 
• Track and validate completion of audit findings and remediation plans 
• Assist with coordination of external audits and regulatory examinations 
• Identify trends, risks, and opportunities for process improvement 
• Maintain detailed audit documentation in accordance with professional standards 
• Support the development and execution of the annual audit plan
• Compiling reports on the results of external and internal audits and presenting these reports to the relevant supervisors.
• Attending educational and professional development programs to improve your job knowledge and enhance the compliance department's reputation.

QUALIFICATIONS

Education

• Bachelor’s degree in Accounting, Finance, Business Administration, or related field required

Skills/Experience

• 3 years of audit experience, preferably in a financial institution or public accounting environment 
• Knowledge of community banking operations and regulatory framework preferred 
• Professional certifications such as CIA, CPA, or CFSA preferred 
• Strong analytical, organizational, and problem-solving skills 
• Excellent written and verbal communication abilities 
• High attention to detail and ability to maintain confidentiality 
• Proficiency in Microsoft Office; experience with audit software a plus

Travel/Work Hours

• Office Hours:
• 8am – 5pm: Monday-Friday
• Occasional travel to other branch locations within Hendricks County to provide assistance, attend meetings, and training sessions as required.

PHYSICAL DEMANDS:

While performing the duties of this job, the employee is regularly required to sit, use hands and fingers, and communicate effectively. The employee may occasionally be required to stand, walk, and lift up to 15 pounds.

WORK ENVIRONMENT: 

The work environment characteristics described here are representative of those an employee encounters while performing the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

• Traditional office setting.
• Must interact with others often, multi-task, and will experience frequent interruptions.

COMPANY BENEFITS:

Full-time employees enjoy a competitive benefit package. Benefits include medical, health savings account, dental, vision, 401(k), ESOP, paid vacation, personal, sick, and holidays, life insurance, short-term and long-term disability, and more.

EQUAL OPPORTUNITY EMPLOYER:

Hendricks County Bank and Trust Company provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, age, disability, genetic information, amnesty, or status as a covered veteran in accordance with applicable federal, state, and local laws.

LEARN MORE: Visit https://www.hendrickscountybank.com/ to learn more about our company!