What are the responsibilities and job description for the Principal Analyst, Enterprise Strategy position at FINRA?
The Principal Analyst, Enterprise Strategy serves as a partner in executing the organization's enterprise-level strategic planning, goal-setting frameworks, and performance measurement processes. This role is responsible for directing data-driven analysis across multiple workstreams, maintaining the integrity of strategic initiatives. The Principal Analyst acts as a liaison between Strategy leadership and functional teams, building relationships with key stakeholders to ensure accurate reporting and strategic alignment. This is a senior individual contributor role with stakeholder engagement responsibilities, working under general guidance from the Director.
Essential Job Functions:
CO/FL/TX: Minimum Salary $114,200, Maximum Salary $207,200
IL/PA: Minimum Salary $125,900, Maximum Salary $228,000
MA/MD/VA/Washington, DC: Minimum Salary $131,200, Maximum Salary $238,300
NY/NJ: Minimum Salary $131,200, Maximum Salary $248,700
To be considered for this position, please submit an application. Applications are accepted on an ongoing basis.
The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties, responsibilities and qualifications required.
Please note: If the “Apply Now” button on a job board posting does not take you directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site directly.
Employees may be eligible for a discretionary bonus in addition to base pay. Non-exempt employees are also eligible for overtime pay in accordance with federal, state, or local law. As part of its dedication to employee wellness, FINRA provides comprehensive health, dental and vision insurance. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal. FINRA offers immediate participation and vesting in a 401(k) plan with company match and eligibility for participation in an additional FINRA-funded retirement contribution, tuition reimbursement, commuter benefits, and other benefits that support employee wellness, such as adoption assistance, backup family care, surrogacy benefits, employee assistance, and wellness programs.
Time Off and Paid Leave*
FINRA encourages its employees to focus on their health and wellness in many ways, including through a generous time-off program of 15 days of paid time off, 5 personal days and 9 sick days, unless otherwise required by law (all pro-rated in the first year). Additionally, we are proud to support our communities by providing two volunteer service days (based on full-time schedule). Other paid leave includes military leave, jury duty leave, bereavement leave, voting and election official leave for federal, state or local primary and general elections, care of a family member leave (available after 90 days of employment); and childbirth and parental leave (available after 90 days of employment). Full-time employees receive nine paid holidays.
FINRA’s Code of Conduct imposes restrictions on employees’ investments and requires financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. All of those accounts are subject to the Code’s investment and securities account restrictions, and new employees must comply with those investment restrictions—including disposing of any security issued by a company on FINRA’s Prohibited Company List or obtaining a written waiver from their Executive Vice President—by the date they begin employment with FINRA. Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data to FINRA, and must move securities accounts from other securities firms to a firm that provides an e-feed within three months of beginning employment.
You can read more about these restrictions here.
As standard practice, employees must also execute FINRA’s Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the company’s policy on nepotism.
Search Firm Representatives
Please be advised that FINRA is not seeking assistance or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past practice, a valid written agreement and task order must be in place before any resumes are submitted to FINRA. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA.
FINRA is an Equal Opportunity Employer
All qualified applicants receive consideration for employment without regard to any legally protected category, including race, color, age, national origin, ethnicity, religion, disability, genetic information, military or veteran status, sex, or any other status or classification protected by state or local law.
FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s Employee Relations team at 240-386-4865 or by email at EmployeeRelations@FINRA.org. Please note that this process is exclusively for inquiries regarding accommodations in the application process.
FINRA abides by the requirements of 41 CFR 60-741.5(a). This regulation prohibits discrimination against qualified individuals on the basis of disability and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities.
FINRA abides by the requirements of 41 CFR 60-300.5(a). This regulation prohibits discrimination against qualified protected veterans and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified protected veterans.
©2026 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.
Essential Job Functions:
- Strategic Analysis & Modeling: Conducts sophisticated financial and operational analysis to support executive decision-making. Develops and refines models to assess resource allocation, business case viability for new initiatives, and enterprise performance outcomes. Provides guidance to junior analysts on analytical approaches and methodology.
- Strategic Planning & Governance: Contributes to the design and execution of the enterprise-level strategic planning and goal-setting processes. Ensures consistency in methodology, data integrity, and alignment with organizational priorities. Assists with establishing guardrails and processes to maintain the integrity of enterprise goals and reporting.
- Performance Monitoring & Reporting: Oversees and ensures the collection, validation, and analysis of enterprise metrics. Proactively engages with functional stakeholders to clarify data discrepancies, provide strategic context, and ensure accuracy before reports reach the Management Committee (MC) and Board. Leads quality assurance of reporting deliverables.
- Executive Materials Development & Quality Assurance: Owns the end-to-end development process for Board and MC materials, including establishing quality standards, coordinating inputs from multiple stakeholders, and conducting final reviews for strategic coherence. Ensures all deliverables meet executive expectations for rigor, clarity, and strategic alignment. Provides feedback to contributors on presentation standards and messaging.
- Strategic Project Leadership: Drive significant strategic initiatives and "rapid response" analysis projects as assigned by Enterprise Strategy leadership. Manages complex workstreams involving multiple stakeholders, including deep dives into emerging risks, market opportunities, operational efficiency reviews, and enterprise-wide corporate initiatives.
- Stakeholder Relationship Management: Builds and maintains strong working relationships with functional data owners, program managers, and business leaders across the organization. Serves as a primary point of contact for stakeholders on strategic planning methodology, data requirements, timeline management, and strategic alignment issues.
- Market Intelligence & Best Practices: Monitors industry trends and developments in strategic planning and performance management methodologies. Synthesizes this information into actionable insights and briefs for the Strategy team.
- Process Improvement & Methodology: Identifies opportunities and friction points enhance the planning process and strategic framework. Collaborate with stakeholders to design more efficient workflows, templates, and tools for future cycles.
- Strategic Planning Expertise & Knowledge Transfer: Serves as a technical resource and consultant to team members on strategic planning methodologies and analytical approaches. Facilitates knowledge-sharing sessions on emerging best practices, provides guidance on navigating complex stakeholder dynamics, and supports skill development through real-time coaching during project execution. Contributes content and facilitation to enterprise-wide training on strategic frameworks.
- Demonstration of FINRA’s values.
- Collaboration, both in-person and virtually, in furtherance of FINRA’s mission of investor protection and market integrity.
- Other duties as assigned
- Bachelor’s degree in finance or business administration or equivalent; MBA or related graduate degree is a plus.
- Minimum of eight (8) years of relevant experience in corporate strategy, management consulting, FP&A, or a business operations role.
- Minimum of two (2) years in a leadership or mentoring role with demonstrated ability to guide and develop team members.
- Proven experience leading cross-functional strategic initiatives and workstreams with organizational scope.
- Advanced experience with strategic modeling, framework development, and/or OKR/KPI methodology.
- Strong project and program management skills; experience managing complex, concurrent initiatives with stakeholder coordination.
- Proven ability to collaborate and influence across matrixed organizations with direct authority.
- Agile project experience: Proven ability to manage ad-hoc projects with undefined scopes, moving from ambiguity to a structured answer quickly.
- Advanced analytical toolset: Expert proficiency in Excel and PowerPoint. Ability to build dynamic models and executive-ready presentations is essential.
- Strong quantitative and qualitative analytical skills with the ability to synthesize complex data into executive-level insights.
- Exceptional written and oral communication skills, with the ability to present findings to senior-level stakeholders.
- Self-starter who can manage multiple competing priorities/projects independently and guide others in doing the same.
- Hybrid work environment, with defined in-person presence requirements.
- Extended hours and overnight travel as needed.
CO/FL/TX: Minimum Salary $114,200, Maximum Salary $207,200
IL/PA: Minimum Salary $125,900, Maximum Salary $228,000
MA/MD/VA/Washington, DC: Minimum Salary $131,200, Maximum Salary $238,300
NY/NJ: Minimum Salary $131,200, Maximum Salary $248,700
To be considered for this position, please submit an application. Applications are accepted on an ongoing basis.
The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties, responsibilities and qualifications required.
Please note: If the “Apply Now” button on a job board posting does not take you directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site directly.
Employees may be eligible for a discretionary bonus in addition to base pay. Non-exempt employees are also eligible for overtime pay in accordance with federal, state, or local law. As part of its dedication to employee wellness, FINRA provides comprehensive health, dental and vision insurance. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal. FINRA offers immediate participation and vesting in a 401(k) plan with company match and eligibility for participation in an additional FINRA-funded retirement contribution, tuition reimbursement, commuter benefits, and other benefits that support employee wellness, such as adoption assistance, backup family care, surrogacy benefits, employee assistance, and wellness programs.
Time Off and Paid Leave*
FINRA encourages its employees to focus on their health and wellness in many ways, including through a generous time-off program of 15 days of paid time off, 5 personal days and 9 sick days, unless otherwise required by law (all pro-rated in the first year). Additionally, we are proud to support our communities by providing two volunteer service days (based on full-time schedule). Other paid leave includes military leave, jury duty leave, bereavement leave, voting and election official leave for federal, state or local primary and general elections, care of a family member leave (available after 90 days of employment); and childbirth and parental leave (available after 90 days of employment). Full-time employees receive nine paid holidays.
- Based on full-time schedule
FINRA’s Code of Conduct imposes restrictions on employees’ investments and requires financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. All of those accounts are subject to the Code’s investment and securities account restrictions, and new employees must comply with those investment restrictions—including disposing of any security issued by a company on FINRA’s Prohibited Company List or obtaining a written waiver from their Executive Vice President—by the date they begin employment with FINRA. Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data to FINRA, and must move securities accounts from other securities firms to a firm that provides an e-feed within three months of beginning employment.
You can read more about these restrictions here.
As standard practice, employees must also execute FINRA’s Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the company’s policy on nepotism.
Search Firm Representatives
Please be advised that FINRA is not seeking assistance or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past practice, a valid written agreement and task order must be in place before any resumes are submitted to FINRA. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA.
FINRA is an Equal Opportunity Employer
All qualified applicants receive consideration for employment without regard to any legally protected category, including race, color, age, national origin, ethnicity, religion, disability, genetic information, military or veteran status, sex, or any other status or classification protected by state or local law.
FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s Employee Relations team at 240-386-4865 or by email at EmployeeRelations@FINRA.org. Please note that this process is exclusively for inquiries regarding accommodations in the application process.
FINRA abides by the requirements of 41 CFR 60-741.5(a). This regulation prohibits discrimination against qualified individuals on the basis of disability and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities.
FINRA abides by the requirements of 41 CFR 60-300.5(a). This regulation prohibits discrimination against qualified protected veterans and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified protected veterans.
©2026 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.
Salary : $114,200 - $248,700