What are the responsibilities and job description for the Brokerage Operations Associate position at Financial Advisory Firm?
Full-service Broker/Dealer seeking a full-time Operations Associate to join our team located in our midtown corporate office. We are looking for a motivated, organized individual that can interface with managers, team members and advisors while exercising tact and discretion in handling sensitive information. This position provides excellent exposure to a wide range of administrative and business activities for motivated, creative, and aspiring individual.
The role as an Operations Specialist is critical to the efficient and effective functioning of the Firm and consists of, among other things, money movements, new accounts maintenance, advisor relations, transitions and generally assisting in making sure the operations department runs smoothly.
Qualifications:
-SIE & Series 99 a must. Series 7 preferred
-Solid organizational and time management skills
- 1 years brokerage Operations experience
-Excellent verbal and written communication
-Committed, accurate, detail-oriented and dedicated individual
-Microsoft Office Suite Proficient
Job Type: Full-time / In Office
Pay: $75,000.00 - $90,000.00 per year
Benefits:
- Dental insurance
- Health insurance
- Paid time off
Job Type: Full-time
Pay: $88,601.53 - $96,371.59 per year
Benefits:
- 401(k)
- 401(k) matching
- Vision insurance
License/Certification:
- Securities Industry Essentials (Required)
- Series 99 (Required)
- Series 7 (Preferred)
Work Location: In person
Salary : $75,000 - $90,000