Demo

Compliance Analyst II, Risk and Controls

Finance of America
Plano, TX Full Time
POSTED ON 10/1/2025
AVAILABLE BEFORE 12/1/2025

Purpose of Role

Responsible for reviewing and analyzing loan level data and internal reports for compliance with internal policies, guidelines, and legal and regulatory requirements and enforces compliance standards.

Key Responsibilities and Expectations

  • Analyzes, identifies, and resolves or further escalates operational issues affecting compliance with internal policies, guidelines, and legal and regulatory requirements.
  • Reviews and resolves compliance related issues on a loan-by-loan basis (e.g. loan level issues and loan documents, systems, controls, etc.). 
  • Analyzes data to provide clear and accurate feedback to management to assist with resolving identified exceptions.
  • Performs a variety of daily tasks (e.g. reviews reports, prepares correspondence, participates in special department projects, etc.).
  • Assists with training more junior Compliance Analysts.
  • Performs other duties as assigned.

Reports To

  • VP, Quality Control

Qualifications - Experience/Skills/Competencies

  • Minimum 2 years of related experience in mortgage lending or banking. 
  • Requires experience with mortgage operations.
  • Experience providing internal and external customer service excellence.
  • Mathematical acumen to analyze equations.
  • Ability to organize and manage multiple priorities simultaneously.
  • Interpersonal, oral, and written communication, and presentation skills.
  • Analytical and problem-solving skills with a customer service orientation.
  • Organizational, prioritization, and time management skills with attention to detail  to work in a fast paced environment under time constraints.
  • Highly proficient with Microsoft Word, Excel, PowerPoint and Outlook.

Qualifications - Education - Required

  • Bachelor's Degree

Compensation

The base salary range for this position ($70,000 - $85,000) is inclusive of all geographical differences in the labor market. The base salary for the position will be determined based on factors such as the candidate’s work location, skills, education, and experience. In addition to those factors, we believe in the importance of pay equity and consider the internal equity of our current team members in determining any final offer. We offer a competitive benefits package including health, dental, vision, life insurance, paid time-off benefits, flexible spending account, 401(k) with employer match, and ESPP.

Additional Information

The application deadline for the job opportunity 11/24/2025. 

The above statements are intended to describe the general nature and level of work being performed by people assigned to this classification. They are not to be construed as an exhaustive list of all responsibilities, duties, and skills required of personnel so classified. 

Finance of America is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, sex (including pregnancy), sexual orientation, religion, creed, age, national origin, physical or mental disability, gender identity and/or expression, marital status, veteran status or other characteristics protected by law.

Salary : $70,000 - $85,000

If your compensation planning software is too rigid to deploy winning incentive strategies, it’s time to find an adaptable solution. Compensation Planning
Enhance your organization's compensation strategy with salary data sets that HR and team managers can use to pay your staff right. Surveys & Data Sets

What is the career path for a Compliance Analyst II, Risk and Controls?

Sign up to receive alerts about other jobs on the Compliance Analyst II, Risk and Controls career path by checking the boxes next to the positions that interest you.
Income Estimation: 
$92,128 - $128,304
Income Estimation: 
$113,394 - $147,148
Income Estimation: 
$77,899 - $100,402
Income Estimation: 
$91,142 - $116,690
Income Estimation: 
$80,876 - $132,043
Income Estimation: 
$91,142 - $116,690
Income Estimation: 
$116,347 - $154,557
Income Estimation: 
$150,417 - $183,047
Income Estimation: 
$58,078 - $76,693
Income Estimation: 
$73,707 - $95,263
Income Estimation: 
$80,876 - $132,043
Income Estimation: 
$77,899 - $100,402
Income Estimation: 
$60,507 - $76,515
Income Estimation: 
$73,707 - $95,263
Income Estimation: 
$80,876 - $132,043
Income Estimation: 
$77,899 - $100,402
View Core, Job Family, and Industry Job Skills and Competency Data for more than 15,000 Job Titles Skills Library

Job openings at Finance of America

Finance of America
Hired Organization Address Conshohocken, PA Full Time
About Us At Finance of America, we help homeowners unlock the joy that comes from realizing the full potential of their ...
Finance of America
Hired Organization Address Conshohocken, PA Full Time
About Us At Finance of America, we help homeowners unlock the joy that comes from realizing the full potential of their ...
Finance of America
Hired Organization Address Conshohocken, PA Full Time
About Us At Finance of America, we help homeowners unlock the joy that comes from realizing the full potential of their ...
Finance of America
Hired Organization Address Bogalusa, LA Full Time
Job Duties Collections, Field Calls, Taking Applications, Approving Loans, and General Office Work. Must have Reliable T...

Not the job you're looking for? Here are some other Compliance Analyst II, Risk and Controls jobs in the Plano, TX area that may be a better fit.

Compliance Analyst - Risk & Controls

Cetera Financial Group, Dallas, TX

Controls Engineer II

Prime Controls, Lewisville, TX

AI Assistant is available now!

Feel free to start your new journey!