What are the responsibilities and job description for the Investment Compliance Analyst position at ExecutivePlacements.com?
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Summary
Job Description
We are seeking an Investment Compliance Analyst to perform monitoring, surveillance and testing work to comply with 1940 Company Act.
Qualifications
Qualified individuals should have at least one year of experience in Compliance, specifically working with 1940 Act with regard to personal trading and non-public information surveillance and monitoring.
Excellent attention to detail.
Summary
Job Description
We are seeking an Investment Compliance Analyst to perform monitoring, surveillance and testing work to comply with 1940 Company Act.
Qualifications
Qualified individuals should have at least one year of experience in Compliance, specifically working with 1940 Act with regard to personal trading and non-public information surveillance and monitoring.
Excellent attention to detail.