What are the responsibilities and job description for the Compliance Manager position at Equinox Compliance LLC?
Company Description
Equinox Compliance LLC specializes in designing effective and strategic compliance management systems for businesses of all sizes, including banks and organizations. With expertise across areas such as Consumer Lending Compliance, AML/BSA, Risk Management, Fair Lending, Data Governance, and Regulatory Affairs, we deliver innovative, regulatory-compliant solutions to meet diverse client needs. We provide support for a variety of products, including credit cards, installment lending, payments, and alternative financial products. Our services cater to industries such as FinTech, financial services, data companies, telecom, entertainment, and start-ups. Headquartered in Oceanside, CA, Equinox Compliance LLC is committed to helping businesses meet regulatory requirements while operating efficiently.
Role Description
This is a full-time hybrid role for a Compliance Manager based in Oceanside, CA, with partial work-from-home flexibility. The Compliance Manager will oversee the development, implementation, and enhancement of compliance management systems. Day-to-day responsibilities include conducting compliance risk assessments, monitoring adherence to regulatory requirements, developing policies and procedures, and ensuring corrective actions and remediation plans are executed effectively. The Compliance Manager will work collaboratively with cross-functional teams to manage audits and regulatory reviews and provide training on compliance best practices across the organization.
Qualifications
- Strong knowledge of Compliance Management, Risk Management, and AML/BSA frameworks
- Experience in Consumer Lending Compliance, Fair Lending Practices, and Regulatory Affairs
- Skills in Data Governance, Policy Development, and Corrective Action Planning
- Proficiency in working with areas like installment lending, credit cards, BaaS, and alternative financial products
- Exceptional analytical, problem-solving, and project management abilities
- Excellent communication and interpersonal skills for working with cross-functional teams
- Bachelor’s degree in Business, Finance, Law, or a related field; advanced certifications in compliance or risk management are a plus
- Experience in FinTech, banking, or related sectors is highly desirable