Wealth Management Operations Analyst (Client Onboarding )

Required Skills:

• Knowledge and understanding of account opening processes and KYC/AML rules and regulations for various account types including bank and brokerage accounts.
• Demonstrate strong analytical, problem solving, communication and organizational skills.
• Demonstrate an understanding of various forms of risk, including market, operational, legal, and regulatory.
• Demonstrate an ability to be a collaborative and effective member of a diverse and dynamic team environment, while servicing clients to the highest standards.
• Demonstrate an ability to identify and implement continuous improvement activities to support change within the department.

Required Experience:

• Minimum of 3-5 years of operational support in financial services, preferably a broker-dealer, bank, or registered investment advisor.
• Experience with client account opening processes and AML/KYC rules
• Experience in supporting and engaging with internal and external clients (e.g. Trading Desk, Wealth Management Advisors).
• High school diploma or GED (Bachelor’s degree is preferred e.g. economics, business, mathematics, or related)