What are the responsibilities and job description for the Policy Governance Analyst position at Edward Jones?
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Key Responsibilities
Evaluate New Policy Requests: Review and assess proposed new policies against the existing policy inventory to identify opportunities to eliminate duplication, streamline content, and ensure alignment with existing documentation.
Review Draft Policies: Analyze draft policies for alignment with governance standards, ensuring logical structure, readability, consistency, and adherence to approved templates.
Guide Policy Owners Through the Lifecycle: Support policy owners throughout the full policy lifecycle—including drafting, stakeholder review, revision, and final approval.
Act as a Subject Matter Expert: Serve as the firm’s SME on policy governance standards, advising stakeholders on expectations, required documentation, and best practices.
Ensure Proper Policy Linkage: Provide guidance on establishing appropriate connections between policies, procedures, and written supervisory procedures (WSPs), including communication and change-management requirements.
Support Policy Publishing: Assist policy owners with publishing finalized policies into the firm’s system of record and ensure compliance with recordkeeping and metadata requirements.
Maintain Version Control: Track version history and document updates in accordance with governance and regulatory standards.
Assist With Governance Committees: Help policy owners prepare materials for governance committee reviews and support them in presenting policy changes when needed.
Support Audits and Exams: Respond to internal audit and regulatory examination requests related to policy governance and the policy inventory.
- Knowledge or experience with SEC and FINRA rules, advisory processes, fiduciary, broker dealer or banking requirements
- Bachelor's Degree in Finance, Communications, Business or related field
- 3-5 Years policy related experience
- Experience working with Copilot
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