What are the responsibilities and job description for the Investment Management - Financial Institutions Midlevel Associate position at Direct Counsel?
Direct Counsel is assisting one of the world’s leading international law firms in hiring a highly qualified midlevel associate to join their Investment Management – Financial Institutions practice group in either the New York, Philadelphia, or Washington, DC office.
Qualifications:
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3–5 years of experience with investment adviser regulatory matters
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Comparable law firm experience and/or experience working at the Securities and Exchange Commission
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Familiarity with the Investment Advisers Act of 1940 and other federal securities laws
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Experience counseling top-tier investment management firms on regulatory matters, including registration, conflicts of interest, compliance policies, advertising/marketing, SEC examinations, enforcement defense, and new product development
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Excellent academic credentials with strong organizational, drafting, communication, and analytical skills
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Active bar membership in the state of the office for which you are applying
Compensation:
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Final salary will be determined during the interview process, based on experience, expertise, and other factors
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Total compensation may include a comprehensive benefits package, including medical, financial, 401(k) eligibility, paid time off (vacation, sick time, parental leave), and more
