What are the responsibilities and job description for the Manager, High Net Worth Representative, Stock Plan Services position at Charles Schwab?
Your opportunity
At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.
Applicants must be authorized to work in the United States now and the future without employer sponsorship.
We believe in the importance of in-office collaboration and fully intend for the selected candidate to work on site 4 days per week in one of the specified locations.
Stock Plan Services (SPS) is a flexible, growing and highly specialized business unit within Workplace Services (WS) organization which serves corporations and their employees regarding their equity compensation plans. As a Manager, High Net Worth Representative of the Executive Services Trading Team you will work directly with the Executives and Directors on the Board of Directors of SPS Corporate Clients, their Financial Advisors and Financial Consultants, as well as, the Corporate Clients’ legal teams and Stock Plan Administration contacts.
Responsibilities Will Include, But Not Be Limited To
You will interact with high profile clients and safeguard material non-public and inside information. You will assist the clients in executing transactions on their equity compensation awards and prepare filing of the SEC Rule 144 Form and preparation for filing of SEC Form 4’s. You will partner with other organizations to facilitate execution of large block trades and collaborate with peers to handle escalations, perform trade reviews with one goal in mind, helping clients achieve their financial goals.
What you have
To ensure that we fulfill our promise of "challenging the status quo," this role has specific qualifications that successful candidates should have.
Required Qualifications
#workplacejobs
What’s in it for you
At Schwab, you’re empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration—so you can build the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.
We offer a competitive benefits package that takes care of the whole you – both today and in the future:
At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.
Applicants must be authorized to work in the United States now and the future without employer sponsorship.
We believe in the importance of in-office collaboration and fully intend for the selected candidate to work on site 4 days per week in one of the specified locations.
Stock Plan Services (SPS) is a flexible, growing and highly specialized business unit within Workplace Services (WS) organization which serves corporations and their employees regarding their equity compensation plans. As a Manager, High Net Worth Representative of the Executive Services Trading Team you will work directly with the Executives and Directors on the Board of Directors of SPS Corporate Clients, their Financial Advisors and Financial Consultants, as well as, the Corporate Clients’ legal teams and Stock Plan Administration contacts.
Responsibilities Will Include, But Not Be Limited To
You will interact with high profile clients and safeguard material non-public and inside information. You will assist the clients in executing transactions on their equity compensation awards and prepare filing of the SEC Rule 144 Form and preparation for filing of SEC Form 4’s. You will partner with other organizations to facilitate execution of large block trades and collaborate with peers to handle escalations, perform trade reviews with one goal in mind, helping clients achieve their financial goals.
What you have
To ensure that we fulfill our promise of "challenging the status quo," this role has specific qualifications that successful candidates should have.
Required Qualifications
- Bachelor’s degree or equivalent related work experience.
- 3 years of financial service experience.
- Active and valid FINRA Series 7 & 63/66 licenses.
- Active and valid FINRA Series 9/10 licenses (may be obtained under a condition of employment).
- Brokerage and trading experience.
- Prior experience processing large trades and a high number of trades daily while maintaining strict attention to details to mitigate risk.
- Basic knowledge of equity compensation.
- Strong organizational skills with the ability to prioritize tasks.
- Ability to relate, empathize and quickly build rapport with clients.
- Effective listening and probing skills to identify cues, understand needs and provide relevant solutions to clients.
- Strong team orientation.
- Effectively respond to client concerns with limited direct supervision.
- Excellent interpersonal and communication skills, highly detail oriented and strong time management skills.
- Ability to build relationships with clients and facilitate transactions.
- Ability to handle trade disputes and client escalation items.
- Ability to coordinate with supervisory delegates across complex functional areas.
- Ability to deliver training and coaching related to trading skills and high net worth client service.
- Ability to educate clients on their individual equity award compensation plans.
#workplacejobs
What’s in it for you
At Schwab, you’re empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration—so you can build the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.
We offer a competitive benefits package that takes care of the whole you – both today and in the future:
- 401(k) with company match and Employee stock purchase plan
- Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
- Paid parental leave and family building benefits
- Tuition reimbursement
- Health, dental, and vision insurance