What are the responsibilities and job description for the Research Analyst position at CG Financial Services?
Description
CG Advisor Network (CGAN), a division of CG Financial Services, is seeking a detail-oriented and analytical Research Analyst to support portfolio oversight, compliance auditing, and investment research. This role is ideal for a professional who excels at analyzing data, identifying discrepancies, and ensuring alignment with firm policies and client objectives. If you are rigorous, intellectually curious, and committed to delivering high-quality work in a collaborative environment, we want to hear from you.
At CG Advisor Network, we empower independent advisors by giving them the freedom to focus on what matters most — their clients. Our multi-custodial, open-architecture platform delivers a full spectrum of investment solutions, robust back-office support, and business-building resources that keep advisors ahead of the curve.
What You’ll Do
Auditing and Compliance Oversight:
Required Skills and Qualifications:
CG Advisor Network (CGAN), a division of CG Financial Services, is seeking a detail-oriented and analytical Research Analyst to support portfolio oversight, compliance auditing, and investment research. This role is ideal for a professional who excels at analyzing data, identifying discrepancies, and ensuring alignment with firm policies and client objectives. If you are rigorous, intellectually curious, and committed to delivering high-quality work in a collaborative environment, we want to hear from you.
At CG Advisor Network, we empower independent advisors by giving them the freedom to focus on what matters most — their clients. Our multi-custodial, open-architecture platform delivers a full spectrum of investment solutions, robust back-office support, and business-building resources that keep advisors ahead of the curve.
What You’ll Do
Auditing and Compliance Oversight:
- Audit CRM and portfolio management systems to verify data accuracy and adherence to firm policies and Investment Policy Statements.
- Review client accounts for deviations from CGAN guidelines, documenting findings and coordinating resolution.
- Monitor routine portfolio activity to ensure consistency with client objectives and established compliance standards.
- Provide decision-making support on accounts that fall outside CGAN policies, escalating as appropriate.
- Prepare and maintain investment research and marketing collateral in support of the Chief Market Strategist
- Maintain and troubleshoot client and internal reports to ensure accuracy and timely distribution.
- Analyze portfolio performance across asset classes, including equities, fixed income, and alternatives.
- Prepare trade tax projections to support client tax planning and asset-gathering initiatives.
- Participate in Investment Committee preparation and meetings.
- Support advisors on better understanding wealth strategies.
- Assist with new wealth advisor onboarding and strategy adoption to advance CGAN’s business development goals.
- Collaborate cross-functionally to deliver portfolio performance insights and operational improvements.
- Assist with routine portfolio maintenance tasks, including rebalancing and systematic transactions, as needed.
Required Skills and Qualifications:
- Strong analytical mindset with a genuine interest in investment markets and data.
- Valid Series 65 license required.
- Advanced proficiency in Microsoft Excel for data analysis, reconciliation, and reporting.
- Experience with portfolio rebalancing systems; familiarity with Orion Eclipse is a plus.
- Working knowledge of trade processes, error resolution, and compliance best practices.
- Strong written and verbal communication skills, with the ability to work effectively across internal teams and with Financial Advisors.
- Career Growth & Development: Access to training, mentorship, and clear pathways for professional advancement.
- Collaborative Environment: Work alongside a forward-thinking team where your contributions are valued.
- Competitive Benefits: A benefits package designed to support your well-being and work-life balance.
- Inclusive Culture: A workplace that fosters integrity, mutual respect, and collective success.
- Meaningful Impact: Contribute to a firm committed to excellence for its advisors, clients, and community.
- Thirst for Knowledge: You are curious and creative, always building expertise and asking the right questions.
- Innovative Problem Solver: You propose solutions, lead by example, and follow through on commitments.
- Self-Motivated: You are proactive, results-oriented, and energized by new challenges.
- Authentic: You lead with honesty and integrity in everything you do.
- Positively Impact People: You are committed to growing those around you and striving for collective success.