Junior Financial Advisor - Independent Financial Advisory Firm

Job Summary

Cardinal HR is currently working with an Omaha-based Independent Financial Advisor to assist in hiring a motivated, relationship-driven Junior Financial Advisor to join the growing firm. This is an exciting opportunity for an advisor who is eager to build a successful career while playing an integral role in the growth and development of a new firm. Given the entrepreneurial nature of a growing firm, this individual will also play an active role in supporting daily office operations and establishing efficient processes to ensure an exceptional client experience.

Candidates with an existing book of business are encouraged to apply; however, an established client base is not required. We are equally interested in advisors who demonstrate strong potential, initiative, and a desire to grow their business within an independent advisory environment.

Responsibilities

• Develop and maintain strong, long-term relationships with clients by understanding their financial goals, needs, and priorities
• Conduct regular client meetings to review financial plans, investment performance, and changing financial needs.
• Actively participate in business development efforts to attract new clients and expand the firm's presence in the market.
• Ensure all recommendations, transactions, and client communications comply with applicable FINRA, SEC, and other regulatory requirements.
• Maintain accurate and complete client records and documentation in accordance with firm policies and regulatory standards.
• Coordinate client appointments, meetings, and follow-up communications to support a positive client experience.
• Assist with client onboarding, account opening, documentation, and ongoing account maintenance.
• Maintain accurate client records, files, and information within the firm's customer relationship management (CRM) system.

Skills

• Active FINRA Series 7 and Series 66 registrations, or Series 7, Series 63, and Series 65 registrations.
• Ability to obtain and maintain all additional registrations, licenses, and approvals required by the firm's broker-dealer and/or registered investment adviser.
• Experience in financial advising, wealth management, or a related financial services role.
• Uphold the highest standards of professionalism, integrity, confidentiality, and ethical conduct.
• Strong interpersonal, communication, and relationship-building skills.
• Demonstrated interest in business development and growing a client base.
• Self-motivated, proactive, and comfortable working in a growing, entrepreneurial environment.
• Strong organizational skills, attention to detail, and ability to manage multiple priorities.
• Commitment to delivering exceptional client service and maintaining high ethical standards.

Pay: $60,000.00 - $75,000.00 per year

Benefits:

• Dental insurance
• Health insurance
• Paid time off
• Vision insurance

License/Certification:

• Series 7 (Required)

Work Location: In person

Salary : $60,000 - $75,000