What are the responsibilities and job description for the Junior Analyst – Compliance and Operations position at Capco?
Junior Analyst – Managed Services
Location: Orlando (Hybrid) | Practice Area: Finance, Risk, Regulatory & Financial Crime | Type: Permanent
Support regulatory excellence through operational oversight and compliance insight
The Role
As a Junior Analyst within Capco’s Managed Services team, you will play a key role in supporting compliance, governance, and regulatory operations for leading financial institutions. You’ll work closely with internal control and compliance teams to help ensure adherence to regulatory requirements while contributing to continuous improvement initiatives. This is an opportunity to build foundational expertise in financial services regulation within a collaborative and fast-evolving environment.
What You’ll Do
We’re committed to making our recruitment process accessible and straightforward for everyone. If you need any adjustments at any stage, just let us know – we’ll be happy to help. We value each person’s unique perspective and contribution. At Capco, we believe that being yourself is your greatest strength. Our #BeYourselfAtWork culture encourages individuality and collaboration – a mindset that shapes how we work with clients and each other every day.
Location: Orlando (Hybrid) | Practice Area: Finance, Risk, Regulatory & Financial Crime | Type: Permanent
Support regulatory excellence through operational oversight and compliance insight
The Role
As a Junior Analyst within Capco’s Managed Services team, you will play a key role in supporting compliance, governance, and regulatory operations for leading financial institutions. You’ll work closely with internal control and compliance teams to help ensure adherence to regulatory requirements while contributing to continuous improvement initiatives. This is an opportunity to build foundational expertise in financial services regulation within a collaborative and fast-evolving environment.
What You’ll Do
- Review trade surveillance alerts and escalate issues to appropriate stakeholders for investigation and resolution
- Process and investigate personal account dealing and outside business activities
- Maintain periodic watch and restricted list reporting across defined cycles
- Support regulatory compliance testing and assist with FINRA registration and exam processes
- Contribute to policy and procedure reviews, including updates and development of new processes
- 0–1 year of professional experience in financial services, compliance, or operations
- Associate or bachelor’s degree preferred
- Strong written and verbal communication skills with the ability to engage stakeholders
- Analytical thinking and sound judgment when assessing risk and compliance issues
- Ability to manage priorities and meet deadlines in a fast-paced environment
- Exposure to regulatory frameworks (SEC, FINRA, CFTC, Federal Reserve)
- ACAMS and/or SIE certification
- Familiarity with compliance monitoring or trade surveillance tools
- Experience supporting audits, controls testing, or reporting processes
- Interest in financial regulation and governance frameworks
- Deliver high-impact technology solutions for Tier 1 financial institutions
- Work in a collaborative, flat, and entrepreneurial consulting culture
- Access continuous learning, training, and industry certifications
- Be part of a team shaping the future of digital financial services
- Help shape the future of digital transformation across FS & Energy
- Medical, dental, and vision insurance
- 401(k) plan with employer contributions
- Tuition reimbursement and continuous learning support
- Generous paid time off and holiday allowance
- Employee wellbeing programs and support resources
We’re committed to making our recruitment process accessible and straightforward for everyone. If you need any adjustments at any stage, just let us know – we’ll be happy to help. We value each person’s unique perspective and contribution. At Capco, we believe that being yourself is your greatest strength. Our #BeYourselfAtWork culture encourages individuality and collaboration – a mindset that shapes how we work with clients and each other every day.