What are the responsibilities and job description for the Trader position at Candidate Experience site?
At Cetera, we strive for continuous improvement and evolution towards excellence. To achieve this, we require the right individuals who can support and ensure our success. Our corporate team is the backbone of our operations, providing support in various areas such as legal, finance, and HR. We offer diverse business opportunities that are constantly evolving, providing meaningful prospects for growth to everyone. If you are proactive, adaptable to change, and thrive in a fast-paced and dynamic environment, the possibilities for advancement and success are limitless. We are current seeking a Financial Trader.
Responsibilities
• Executes trade orders for stocks, bonds, mutual funds, and other investment products.
• May provide trading service to registered representatives or for internal company purposes.
• Executes moderately complex purchases and sales of investment products in a timely and efficient manner.
• Explains trading procedures to reps and other customers, answers questions and provides quotes.
• Researches and resolves issues for trade related issues.
• Ensures that all trades meet internal and external compliance standards.
• Checks to verify proper licensing of outside representatives.
• Other duties as assigned.
Requirements
• Demonstrates understanding of administration business and knowledge of company products and services.
• Ability to manage tasks in an assertive, efficient, and timely manner.
• Must be able to multitask and keep calm under pressure.
• Detailed oriented.
• Registered with the following FINRA licenses.
o FINRA Series 7 – General Securities Representative
o FINRA Series 63 – Uniform Securities Agent State Law