What are the responsibilities and job description for the Consumer Compliance Manager / Compliance Program Manager position at ASK Consulting?
Description
Job Title
Program Manager 3
Position Description
Come join our team of leaders, learners, and world-class compliance professionals. We are part of an amazing team bringing financial services offerings to market to power prosperity for our customers all over the world! We are seeking a Consumer Compliance Manager to play a critical role in growing our compliance program. This is a high impact individual contributor role requiring deep expertise in consumer lending compliance, particularly with loan brokering. If you are passionate about building compliance programs from the ground up and treating compliance as a strategic advantage, then come join our team!
Roles Responsibilities
• Drive the annual risk assessment process for personal loan and auto loan broker activities, in partnership with Compliance leadership
• Lead scaling of compliance policies, procedures, and monitoring for applicable product areas
• Work cross functionally with Product, Engineering, Legal, Marketing, and lending partners to ensure broker activities are compliant with applicable laws, regulations, and partner requirements
• Manage compliance controls (e.g., for state licensing obligations, lien/title release monitoring on paid-off auto loans, and other broker-specific requirements), including mechanisms to detect and alert on compliance risks
• Track and drive remediation of identified issues, including coordinating with stakeholders on corrective action plans and timelines
• Provide status updates to senior management on program build-out progress, timelines, and obstacles
Skills
• Bachelor's Degree with 5 years compliance experience within fintech, payments, or financial services, or equivalent experience
• CFE, CIA, CRCM, or other professional certifications preferred.
• Knowledge of consumer lending compliance, including familiarity with applicable federal and state regulations such as ECOA, FCRA, TILA, FDCPA, UDAP, GLBA/Privacy, OFAC, and state lending/broker licensing requirements
• Experience with loan brokering models and related compliance obligations (e.g., state broker licensing, personal loan and/or auto loan lending) strongly preferred
• Experience standing up or scaling compliance programs/CMS elements for new or growing product areas
• Experience providing compliance advisory to business teams and 3rd-party/vendor management.
• Ability to work independently - self-starter, enthusiastic and highly motivated.
• Strong analytical and problem solving skills with the ability to exercise sound and balanced judgment
• Excellent communication, interpersonal and writing skills. Strong organizational skills and attention to detail
• Proven project management skills and experience collaborating cross-functionally on time-sensitive initiatives
Education
• Bachelor's Degree with 5 years compliance experience within fintech, payments, or financial services, or equivalent experience
Job Title
Program Manager 3
Position Description
Come join our team of leaders, learners, and world-class compliance professionals. We are part of an amazing team bringing financial services offerings to market to power prosperity for our customers all over the world! We are seeking a Consumer Compliance Manager to play a critical role in growing our compliance program. This is a high impact individual contributor role requiring deep expertise in consumer lending compliance, particularly with loan brokering. If you are passionate about building compliance programs from the ground up and treating compliance as a strategic advantage, then come join our team!
Roles Responsibilities
• Drive the annual risk assessment process for personal loan and auto loan broker activities, in partnership with Compliance leadership
• Lead scaling of compliance policies, procedures, and monitoring for applicable product areas
• Work cross functionally with Product, Engineering, Legal, Marketing, and lending partners to ensure broker activities are compliant with applicable laws, regulations, and partner requirements
• Manage compliance controls (e.g., for state licensing obligations, lien/title release monitoring on paid-off auto loans, and other broker-specific requirements), including mechanisms to detect and alert on compliance risks
• Track and drive remediation of identified issues, including coordinating with stakeholders on corrective action plans and timelines
• Provide status updates to senior management on program build-out progress, timelines, and obstacles
Skills
• Bachelor's Degree with 5 years compliance experience within fintech, payments, or financial services, or equivalent experience
• CFE, CIA, CRCM, or other professional certifications preferred.
• Knowledge of consumer lending compliance, including familiarity with applicable federal and state regulations such as ECOA, FCRA, TILA, FDCPA, UDAP, GLBA/Privacy, OFAC, and state lending/broker licensing requirements
• Experience with loan brokering models and related compliance obligations (e.g., state broker licensing, personal loan and/or auto loan lending) strongly preferred
• Experience standing up or scaling compliance programs/CMS elements for new or growing product areas
• Experience providing compliance advisory to business teams and 3rd-party/vendor management.
• Ability to work independently - self-starter, enthusiastic and highly motivated.
• Strong analytical and problem solving skills with the ability to exercise sound and balanced judgment
• Excellent communication, interpersonal and writing skills. Strong organizational skills and attention to detail
• Proven project management skills and experience collaborating cross-functionally on time-sensitive initiatives
Education
• Bachelor's Degree with 5 years compliance experience within fintech, payments, or financial services, or equivalent experience