Associate Financial Advisor - Series 7 required

Position Overview

We are seeking a motivated and client-focused Associate Advisor to join our growing wealth management team. This role is ideal for a licensed financial services professional looking to advance their advisory career while working closely with senior advisors and established client relationships.

The Associate Advisor will support financial planning, investment management, client relationship management, and ongoing service needs. The ideal candidate will possess strong communication skills, investment knowledge, and a passion for helping clients achieve their financial goals.

Key Responsibilitie

sClient Relationship Managemen

• tServe as a primary point of contact for assigned client relationships and support senior advisors in managing client portfolios
• .Participate in client meetings, annual reviews, and financial planning discussions
• .Build and maintain strong client relationships through proactive communication and exceptional service
• .Respond to client inquiries regarding account activity, investment performance, and financial planning matters

.Financial Planning & Investment Suppor

• tAssist in the preparation and delivery of comprehensive financial plans
• .Conduct portfolio reviews and investment research to support client recommendations
• .Analyze client financial situations, risk tolerance, goals, and objectives
• .Help develop and implement investment strategies aligned with client needs
• .Prepare retirement, education, estate, and cash flow planning analyses

.Advisory & Trading Suppor

• tDiscuss investment concepts, market updates, and portfolio strategies with clients
• .Process and execute client-directed trades in accordance with regulatory requirements and firm policies
• .Monitor client portfolios and identify opportunities for rebalancing or strategy adjustments
• .Support advisors with investment recommendations and proposal preparation

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Qualifications Requi

• redFINRA Series 7 Lice
• nse2 years of experience within wealth management, financial advisory, broker-dealer, or investment services environme
• ntsStrong understanding of financial markets, investments, and retirement planning conce
• ptsExperience supporting client relationships and investment accou
• ntsExcellent communication and relationship-building ski
• llsStrong organizational skills with attention to det