Demo

Financial Regulatory Mid-Level Associate

Advocates Legal Recruiting
York, NY Full Time
POSTED ON 3/14/2026
AVAILABLE BEFORE 5/13/2026

Financial Regulatory Associate | AmLaw 100 Platform | Multiple U.S. Offices

Our AmLaw 100 client is building out its financial regulatory bench and is hiring a mid level associate to join a nationally recognized Financial Services and Securities Enforcement team. This role sits within a practice that regularly advises financial institutions, fintech companies, and payments platforms on regulatory exposure, product development, and government scrutiny.

Openings are available in New York, Chicago, Austin, Los Angeles, and San Francisco.

Role Summary

You will work on a mix of regulatory counseling, enforcement matters, and compliance strategy for clients operating in the financial services and payments ecosystem. The work spans:


• Advising fintech companies and financial institutions on payment products and regulatory risk
• Handling state and federal regulatory inquiries and investigations
• Counseling clients on licensing, money transmission, and compliance obligations
• Supporting rulemaking analysis and regulatory strategy
• Working with clients navigating consumer financial protection statutes and related regulatory frameworks


This team regularly advises companies operating across domestic and international markets and is known for its work at the intersection of fintech innovation and financial regulation.

Candidate Profile


• 3 to 5 years of experience in financial regulatory, fintech, or consumer financial services work
• Familiarity with statutes such as FCRA, FDCPA, ECOA, SCRA, MLA, TILA, EFTA, GLBA, and TCPA
• Experience advising financial services or fintech clients on compliance and regulatory exposure
• Strong academic credentials and clear, precise writing
• Active bar admission in the state of the office you are joining


Why This Role

This practice advises clients at the center of the evolving payments and fintech market. Associates work closely with partners on regulatory strategy, product counseling, and enforcement matters rather than sitting on the margins of large teams.

The platform offers a national financial regulatory practice with cross office collaboration, direct client interaction, and a steady flow of matters tied to the rapid growth of digital payments and financial technology.

Compensation follows the AmLaw market scale with a salary range of approximately $260,000 to $365,000, depending on experience and location.

Interested?

If you are a financial regulatory or fintech associate considering your next move, click below to SCHEDULE A CALL or use the "I'm Interested" button to send us your information confidentially:



Salary : $260,000 - $365,000

If your compensation planning software is too rigid to deploy winning incentive strategies, it’s time to find an adaptable solution. Compensation Planning
Enhance your organization's compensation strategy with salary data sets that HR and team managers can use to pay your staff right. Surveys & Data Sets

What is the career path for a Financial Regulatory Mid-Level Associate?

Sign up to receive alerts about other jobs on the Financial Regulatory Mid-Level Associate career path by checking the boxes next to the positions that interest you.
Income Estimation: 
$95,426 - $117,847
Income Estimation: 
$115,392 - $147,123
Income Estimation: 
$75,043 - $100,052
Income Estimation: 
$95,800 - $126,196
Income Estimation: 
$97,803 - $128,184
Income Estimation: 
$95,508 - $129,349
Employees: Get a Salary Increase
View Core, Job Family, and Industry Job Skills and Competency Data for more than 15,000 Job Titles Skills Library

Job openings at Advocates Legal Recruiting

  • Advocates Legal Recruiting Washington, DC
  • Life Sciences Corporate Associate | 3 to 5 Years | Multiple U.S. Offices Our AmLaw 100 client is hiring a mid-level associate into its Life Sciences corpor... more
  • 12 Days Ago

  • Advocates Legal Recruiting Philadelphia, PA
  • Life Sciences Corporate Associate | 3 to 5 Years | Multiple U.S. Offices Our AmLaw 100 client is hiring a mid-level associate into its Life Sciences corpor... more
  • 12 Days Ago

  • Advocates Legal Recruiting York, NY
  • Life Sciences Corporate Associate | 3 to 5 Years | Multiple U.S. Offices Our AmLaw 100 client is hiring a mid-level associate into its Life Sciences corpor... more
  • 12 Days Ago

  • Advocates Legal Recruiting San Francisco, CA
  • Life Sciences Corporate Associate | 3 to 5 Years | Multiple U.S. Offices Our AmLaw 100 client is hiring a mid-level associate into its Life Sciences corpor... more
  • 12 Days Ago


Not the job you're looking for? Here are some other Financial Regulatory Mid-Level Associate jobs in the York, NY area that may be a better fit.

  • BCG Attorney Search York, NY
  • Job ID: 409576 Practice area:- Finance - Financial Services Regulation Mid-Level Financial Regulatory Associate Attorney (3–5 Years) – FinTech & Payments A... more
  • 5 Days Ago

  • SS&C Financial Services, LLC York, NY
  • As a leading financial services and healthcare technology company based on revenue, SS&C is headquartered in Windsor, Connecticut, and has 27,000 employees... more
  • 29 Days Ago

AI Assistant is available now!

Feel free to start your new journey!