What are the responsibilities and job description for the ETF Product Development position at Advisors Asset Management, Inc.?
The ETF Product Development position will work directly with the team to help manage all ETF business relationships, including index providers, exchanges, sub-advisors, Market Makers, Authorized Participants, and distribution partners, and carry out the day-to-day operations of AAM’s ETF business.
Locations Available: Manhattan, NY
Essential Responsibilities
For over 45 years, AAM has been a trusted resource for financial advisors and broker/dealers. The firm offers access to alternatives, exchange-traded funds, the fixed income markets, managed accounts, mutual funds, structured products, and unit investment trusts. AAM is a part of SLC Management, the institutional alternatives and traditional asset management business of Sun Life. AAM is a SEC registered investment advisor and member FINRA/SIPC.
As of June 30, 2025, the brokerage and advised business at AAM represents approximately $11.5 billion in assets. (Assets under supervision represent $6.2 billion in UIT assets. The firm has $3.3 billion in assets under administration that represents the non-proprietary assets for which AAM provides various levels of service, but not investment management. The firm's $2.0 billion in assets under management represents AAM's proprietary separately managed account, mutual fund, and ETF assets.
AAM is a broker/dealer, member FINRA/SIPC and SEC registered investment advisor. For more information, visit www.aamlive.com .
Advisors Asset Management is an Equal Opportunity Employer and a participant in E-Verify.
Locations Available: Manhattan, NY
Essential Responsibilities
- Drive product management including creation, launch and ongoing support.
- Oversee all aspects of the ETF process including sub-advisor oversight.
- Creates and maintain policies and procedures for ETF operations.
- Review of ETF offering documents, prospectuses, operating memorandums, and key fund documentation
- Create and maintain, Board and ETF committee material.
- Work closely with accounting, custody, administration, and compliance teams.
- Foster strong relationships with Authorized Participants, Market Makers and Broker Dealers while acting as an intermediary between liquidity providers and investors.
- Work to continue our efforts to automate and integrate tasks.
- Working knowledge of a wide variety of security types, including equities, bonds, FX and derivatives
- Awareness of regulatory and industry changes and how it impacts the business & operations
- Strong investment acumen and background specifically when it comes to ETFs, factor investing and asset allocation
- Motivated team player with strong interpersonal, organizational, & time management skills
- Strong technical skills required (Excel, Power Point, Access, Bloomberg, etc)
- Required Education: Bachelor's Degree required; CFA, MBA, CIMA, CAIA or advanced degree preferred
- Required Certifications: FINRA Series 7 & 63 a plus
- 3 years of experience in the ETF ecosystem, specifically in a Product Development, Portfolio Management, Capital Markets or ETF Operations capacity
For over 45 years, AAM has been a trusted resource for financial advisors and broker/dealers. The firm offers access to alternatives, exchange-traded funds, the fixed income markets, managed accounts, mutual funds, structured products, and unit investment trusts. AAM is a part of SLC Management, the institutional alternatives and traditional asset management business of Sun Life. AAM is a SEC registered investment advisor and member FINRA/SIPC.
As of June 30, 2025, the brokerage and advised business at AAM represents approximately $11.5 billion in assets. (Assets under supervision represent $6.2 billion in UIT assets. The firm has $3.3 billion in assets under administration that represents the non-proprietary assets for which AAM provides various levels of service, but not investment management. The firm's $2.0 billion in assets under management represents AAM's proprietary separately managed account, mutual fund, and ETF assets.
AAM is a broker/dealer, member FINRA/SIPC and SEC registered investment advisor. For more information, visit www.aamlive.com .
Advisors Asset Management is an Equal Opportunity Employer and a participant in E-Verify.