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Compliance Associate
Other | Investment Management 9 Months Ago
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Vista Equity Partners Management is Hiring a Compliance Associate Near New York, NY

Position Summary

VCP is in the process of building out a dedicated compliance function and hiring a Compliance Analyst or Associate to join its Compliance team. The candidate for this position will be the third hire and report directly to VCP’s Head of Compliance. The role is that of a generalist, and thus the candidate will have broad exposure to a wide variety of compliance-related topics and areas including, but not limited to, compliance training, compliance testing, designing and implementing policies and procedures, etc. This individual will have an active role in identifying and mitigating compliance risk, fostering a business-oriented compliance function, and helping the organization embrace compliance. This role will be largely dedicated to supporting VCP, the credit platform of Vista Equity Partners, and will be based in New York.

Responsibilities

Assist in implementing and maintaining a best-in-class compliance function for Vista, which will include, but not be limited to:

  • Assisting in the drafting, updating, and revision of VCP policies and procedures.
  • Performing regular email review and surveillance, as well as weekly, monthly, and annual testing to detect potential regulatory violations and ensure compliance with regulations and Vista policies.
  • Supporting the Compliance Manager in conducting the firm’s annual compliance review.
  • Performing anti-money laundering and anti-corruption diligence reviews and supporting AML/KYC processes.
  • Assisting with marketing materials review, including fund-related materials and presentations used in fundraising, firm events, and conferences.
  • Supporting preparation and submission of regulatory filings.
  • Performing trade surveillance and monitoring investment guideline restrictions.

Qualifications

  • Bachelor’s Degree or equivalent experience.
  • 2 years of experience in private equity, private credit, and/or hedge fund compliance or operations preferred. The candidate must possess a thorough understanding of the Investment Advisers Act of 1940.
  • Demonstrated ability to work both collaboratively and independently in a fast-paced and dynamic environment.
  • Strong organizational, analytical, written, and verbal communication skills. Excellent interpersonal skills.
  • Excellent time management, organization, and project management skills.
  • Experience working with Excel, PowerPoint, and developing and maintaining various analysis and reporting tools.

Company Overview

About Vista Credit Partners

VCP is the credit-investing arm of Vista Equity Partners and is a strategic investor and financing partner focused on the growing enterprise software, data, and technology market. VCP employs a highly disciplined approach to credit investing while maintaining flexibility to pursue investments offering the best relative value, sourcing opportunities in both the middle market and broadly syndicated market, and investing across the capital structure. The VCP senior leadership and investment teams consist of experienced credit professionals who have spent their careers sourcing, underwriting, executing, and managing credit portfolios for market leading institutions. Since formation in 2013, VCP has deployed over $8.7 billion and grown to over $6.5 billion of assets under management.

Job Summary

JOB TYPE

Other

INDUSTRY

Investment Management

POST DATE

07/19/2022

EXPIRATION DATE

12/11/2022

WEBSITE

vistaequitypartners.com

HEADQUARTERS

AUSTIN, TX

SIZE

15,000 - 50,000

FOUNDED

2000

TYPE

Investment Company

CEO

ROBERT F SMITH

REVENUE

$1B - $3B

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About Vista Equity Partners Management

Vista Equity Partners is a Texas-based private equity firm that focuses on investing in enterprise software and technology-enabled startup businesses.

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The job skills required for Compliance Associate include Leadership, AML, Presentation, Project Management, PowerPoint, Verbal Communication, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Associate. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Associate. Select any job title you are interested in and start to search job requirements.

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The following is the career advancement route for Compliance Associate positions, which can be used as a reference in future career path planning. As a Compliance Associate, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Associate. You can explore the career advancement for a Compliance Associate below and select your interested title to get hiring information.

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If you are interested in becoming a Compliance Associate, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Associate for your reference.

Step 1: Understand the job description and responsibilities of an Accountant.

Quotes from people on Compliance Associate job description and responsibilities

Compliance officers organize regular training sessions for employees to communicate key regulatory changes and updates.

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Perform other compliance-related responsibilities and special projects as needed.

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They perceive the compliance risks and regulation measures within the business.

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Compliance associate understands the system and be able to establish their system.

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A compliance officer explains and defend their point of view.

02/09/2022: Madison, WI

Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Compliance Associate jobs

Get Certifications and Continue Learning.

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Look for the Motivation of the Business.

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Proactively Work with Other Business Functions.

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Carefully Evaluate the Security and Compliance Posture of Business Associates.

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To execute the above tasks and to effectuate desired value, the compliance manager must possess a defined set of skills and expertise.

05/03/2022: Olympia, WA

Step 3: View the best colleges and universities for Compliance Associate.

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