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COMPLIANCE SPECIALIST
$72k-93k (estimate)
Full Time | Business Services 9 Months Ago
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VICENTE SEDERBERG LLP is Hiring a COMPLIANCE SPECIALIST Near New York, NY

Description

Vicente Sederberg LLP is not just a law firm that decided to jump into the cannabis space. We are a cannabis law firm, and we have been at the leading edge of cannabis law and policy since the inception of the regulated cannabis industry. We do not just help clients navigate cannabis and hemp laws and regulations — we help shape those policies, and we have an unparalleled track record of advancing the legal cannabis industry in a dynamic and responsible manner. As Rolling Stone magazine put it, VS is "the country's first powerhouse marijuana law firm."

Our firm and many of our individual team members are widely recognized as leaders in cannabis law and policy. VS is ranked a Band 1 law firm by Chambers and Partners USA in its "Nationwide: Cannabis Law" practice category and five of the firm's partners are individually ranked. And VS received the inaugural award for "Law Firm of the Year - Cannabis Law" at the Chambers USA Awards 2022. Five VS partners were included in the National Law Journal's annual list of "Cannabis Law Trailblazers" in the first two years it was published, and Business Insider named VS one of "the top 7 law firms in cannabis, according to investors, startups and major companies in the booming industry." We were also included in the 2020 list of "Top Cannabis Law Firms" compiled by the Green Market Report and Cannabis Law Report.

The Compliance Specialist position provides support to the department responsible for providing regulatory guidance throughout all stages of compliance program administration to meet a range of clients’ needs and resources. Although this position will have the flexibility to work from home, candidates will need to regularly attend client audits in New York and New Jersey and may be expected to commute to our New York office twice a week in the future. 

Vicente Sederberg offers competitive salaries and a comprehensive benefits package including Medical, Dental, and Vision Insurance coverages 100% paid for by Vicente Sederberg for all of our full-time employees and their dependents. Life, AD&D, Short Term, and Long-Term Disability Insurance coverages are paid 100% for all of our full-time employees. We also offer a 401k with a 4% company match, paid time off, and paid parental leave.

Vicente Sederberg is a team that values diversity of all stripes. We warmly welcome individuals to our team from all different backgrounds and promote an accepting culture and environment. We especially strive to include those who have been historically disadvantaged.

Requirements

Candidates should be in the Tri-State area and able to work in an NYC office at a future date.

Responsibilities of our Compliance Specialist include but are not limited to:

  • Reviews client Standard Operating Procedures to ensure compliance with the state regulations and guidance at the direction of the Director of Regulatory Compliance and other Senior team members including Attorneys
  • Assists the Director of Regulatory Compliance to build the compliance program including compliance classrooms and ongoing training programs based on industry developments and trends in enforcement actions
  • Keeps up to date on regulatory developments as well as evolving best practices in compliance
  • Conducts compliance reviews for marijuana, marijuana product, and hemp product packaging and labeling and marketing and advertising
  • Conducts on-site facility audits for operational compliance, inspection preparation, and best practices for a compliant operation
  • Assists clients with the implementation of best practices for audits, inventory control, security requirements, and facility design to allow for an efficient and compliant operation
  • Prepares compliance checklists, training materials, and documents to support compliant client operations
  • Provides responsive ongoing communications with clients regarding expectations and deadlines 
  • Manages workflow to meet timelines, maintain program efficiency and help provide deliverables 
  • Assists with document formatting, proofreading, and editing 
  • Create and maintain the department’s databases of FAQ and regulatory violations with the firm’s responses 
  • Files and maintains digital and physical records 
  • Tracks metrics involved with workflow to assess and report on a number of clients, projects, turnaround, etc. 
  • Other duties as assigned

Qualifications

  • Bachelor’s degree in a related field
  • Regulatory and compliance experience are highly preferred but not required
  • An analytical mind able to "see" the complexities of procedures and regulations and their application to business operations preferred
  • Familiarity with industry practices and professional standards preferred 
  • Experience working with an administrative or regulatory agency in a highly regulated industry is a plus
  • Experience writing and editing manuals and/or reports preferred
  • Must have strong interpersonal skills, and the ability to work with clients, the public, and individuals at all levels of the organization in a positive, collaborative manner
  • Positive attitude and willingness to be a team player
  • Exceptional organization skills, strong self-motivator with high attention to detail
  • Excellent time and deadline management skills in a fast-paced environment, ability to juggle multiple projects and reprioritize quickly and efficiently
  • Excellent oral and written communication skills including familiarity with common legal terminology
  • Must be able to uphold the highest standards of discretion and confidentiality and exercise good judgment on day-to-day decisions
  • Experience with Microsoft Office, Outlook, Google, and the internet

Job Environment and Conditions

The work environment characteristics described here are representative of those an employee encounters while performing the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform essential functions.

  • The position requires the employee to frequently sit and operate a computer and telephone with the ability to see details at close range (within a few feet of the observer).
  • The ability to speak clearly so others can understand you and to understand the speech of another person.
  • General indoor office conditions in a temperature-controlled environment.
  • Low noise levels that can increase to moderate during group discussion and/or operation of basic office equipment such as copiers or printers.

Qualified applicants, please send your cover letter, resume, and salary requirements to be considered.

Equal Employment Opportunity Policy

Vicente Sederberg LLP provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation, and training.

Compliance Specialist Job Functions Disclaimer

The above statement reflects the general functions of this job and shall not be interpreted as a detailed description of all the work requirements inherent in this role. The immediate supervisor may expand upon the above list if it is determined that additional duties fall within the partners' scope of responsibility. 

PM22

Job Summary

JOB TYPE

Full Time

INDUSTRY

Business Services

SALARY

$72k-93k (estimate)

POST DATE

07/12/2022

EXPIRATION DATE

01/11/2023

WEBSITE

vicentesederberg.com

HEADQUARTERS

Denver, CO

SIZE

100 - 200

INDUSTRY

Business Services

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The following is the career advancement route for COMPLIANCE SPECIALIST positions, which can be used as a reference in future career path planning. As a COMPLIANCE SPECIALIST, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary COMPLIANCE SPECIALIST. You can explore the career advancement for a COMPLIANCE SPECIALIST below and select your interested title to get hiring information.

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