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*US LIM-LaSalle Investment Management, Inc.
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Chief Compliance Officer
Full Time 11 Months Ago
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*US LIM-LaSalle Investment Management, Inc. is Hiring a Chief Compliance Officer Near Chicago, IL

About JLL – We’re JLL—a leading professional services and investment management firm specializing in real estate. We have operations in over 80 countries and a workforce of over 98,000 individuals around the world who help real estate owners, occupiers and investors achieve their business ambitions. As a global Fortune 500 company, we also have an inherent responsibility to drive sustainability and corporate social responsibility. That’s why we’re committed to our purpose to shape the future of real estate for a better world. We’re using the most advanced technology to create rewarding opportunities, amazing spaces and sustainable real estate solutions for our clients, our people and our communities. Our core values of teamwork, ethics and excellence are also fundamental to everything we do and we’re honored to be recognized with awards for our success by organizations both globally and locally. Creating a diverse and inclusive culture where we all feel welcomed, valued and empowered to achieve our full potential is important to who we are today and where we’re headed in the future. And we know that unique backgrounds, experiences and perspectives help us think bigger, spark innovation and succeed together. If this job description resonates with you, we encourage you to apply even if you don’t meet all of the requirements below. We’re interested in getting to know you and what you bring to the table! Company & Regional Overview LaSalle Investment Management (“LaSalle”) is one of the world’s leading real estate investment managers with approximately $73 billion of private and public equity and private debt investments under management (as of Q1 2021). With the sole focus of investing in real estate, LaSalle brings depth of expertise with its primary objective of delivering competitive investment performance and achieving the highest levels of client service. With over 850 employees in 15 countries worldwide, LaSalle’s investment products include separate accounts, open and closed-end funds, public securities, and mutual funds. LaSalle’s diverse client base includes public and private pension funds, insurance companies, governments, endowments, and private individuals from across the globe. As a wholly owned member of Jones Lang LaSalle (NYSE: JLL), a Fortune 500, investment-grade rated company with $9.1 billion of fee revenue. LaSalle's investment teams draw on the intelligence and resources of the parent company, giving unique access to market opportunities and key industry leaders. LaSalle Americas accounts for $23 billion in assets under management and has closed billions of dollars in real estate private equity transactions over the past five years, ranging from Core to Opportunistic, across all major property types in all the top geographic markets in the U.S. and Canada. Description of Role To serve as the Chief Compliance Officer of LaSalle Investment Management, Inc. (“LaSalle”) and its subsidiary LaSalle Debt Investors, Inc., (“LDI”) both of which are real estate investment advisory firms registered with the SEC. LaSalle is dedicated to investing in real estate and real estate related investments on behalf of its institutional clients and sponsored funds. LDI is an affiliate of LaSalle that operates a debt platform that sponsors private real estate debt funds. LaSalle and LDI are designed to run through a single compliance platform that offers a streamlined compliance program for common obligations. The CCO role reports through the Legal and Compliance Department and plays a key leadership role in our firm. The candidate will be expected to provide end-to-end compliance oversight of the compliance program, and in doing so will partner with the firm’s senior executives to ensure the firm’s compliance program remains robust and functional. The applicant should also be a self-starter who is capable of balancing risk, speed and accuracy to address complex problems. Strong communication skills, both verbal and written, are essential given the breadth of the business and the complexity of the role. Key Responsibilities and Experience Strong knowledge of the following: Investment Advisers Act of 1940 Private equity industry Real estate (preferred) Compliance/Regulatory Developing and enforcing appropriate policies and procedures for the firm to ensure compliance with applicable securities laws and regulations Completing and filing all Investment Adviser related SEC-filings, including Form ADV, Form PF and Form SHL Collaborate with colleagues in the Legal and Compliance Department to achieve efficiencies, share institutional knowledge and execute on common initiatives that benefit the business Perform compliance-based audits on the advisory businesses Conduct internal training and information sessions Prepare and present compliance program to external clients Work with client teams on marketing reviews Lead and manage regulatory audits of the business Identify risks and conflicts in current business structure and as new initiatives arise Leverage and manage existing technology solutions to fulfill compliance responsibilities Identify new technology solutions to facilitate and implement legal and compliance initiatives Skills and Qualifications Bachelor degree 10 years experience in a legal and/or compliance role supporting and advising registered investment advisors, preferably those with a real estate or private equity arm Ability to work closely with and across business units, and effectively communicate guidance both in written and through face to face interactions Very strong communication, writing and interpersonal skills essential Able to critically assess complex issues and conceptualize and articulate pragmatic/creative solutions Able to work independently, but within a team environment Collaborative and client-friendly mindset, with the ease of working constructively and professionally across all employee levels Start a lasting career with LaSalle Investment Management today! LaSalle Investment Management is an Equal Opportunity Employer For further information, please visit www.lasalle.com. What you can expect from us We succeed together and believe the best inspire the best, so we invest in supporting each other, learning together and celebrating our success. Our Total Rewards program reflects our commitment to helping you achieve your career ambitions, recognizing your contributions, investing in your well-being and providing competitive benefits and pay. We can’t wait to see where your ambitions take you at JLL. Apply today! JLL Privacy Notice Jones Lang LaSalle (JLL), together with its subsidiaries and affiliates, is a leading global provider of real estate and investment management services. We take our responsibility to protect the personal information provided to us seriously. Generally the personal information we collect from you are for the purposes of processing in connection with JLL’s recruitment process. We endeavour to keep your personal information secure with appropriate level of security and keep for as long as we need it for legitimate business or legal reasons. We will then delete it safely and securely. For more information about how JLL processes your personal data, please view our Candidate Privacy Statement. For additional details please see our career site pages for each country. For employees in the United States, please see a fully copy of our Equal Employment Opportunity and Affirmative Action policy here. This position may require you to be fully vaccinated against COVID-19. If required, you’ll be asked to provide proof that you’re fully vaccinated upon your start date. You’re considered fully vaccinated two weeks after you receive the second dose of a two-dose vaccine series (e.g., Pfizer or Moderna) or two weeks after a single-dose vaccine (e.g., Johnson & Johnson/Janssen). Failure to provide proof of vaccination may result in termination. Jones Lang LaSalle (“JLL”) is an Equal Opportunity Employer and is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation because of a disability for any part of the employment process – including the online application and/or overall selection process – you may email us at AccomodationRequest@am.jll.com. This email is only to request an accommodation. Please direct any other general recruiting inquiries to our Contact Us page > I want to work for JLL.

Job Summary

JOB TYPE

Full Time

POST DATE

05/26/2022

EXPIRATION DATE

09/28/2022

Show more

US LIM-LaSalle Investment Management, Inc.
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