Search By
39 Jobs
Compliance Analyst The Goal Family of Companies Sioux Falls, SD | Full Time
3 Months Ago
Compliance Analyst Emory Atlanta, GA | Full Time
Just Posted
Compliance Analyst Delaware Nation Industries Washington, WA | Other
Just Posted
Compliance Analyst Unipec America Inc Houston, TX | Full Time
1 Day Ago
Compliance Analyst NJOY Jersey City, NJ | Full Time
5 Days Ago
Compliance Analyst Dayton Freight Dayton, OH | Full Time
5 Days Ago
Compliance Analyst YPrime Malvern, PA | Full Time | Remote
5 Days Ago
Compliance Analyst NJOY Nashville, TN | Full Time
5 Days Ago
Compliance Analyst Interactive Brokers Chicago, IL | Full Time
6 Days Ago
Compliance Analyst PeopleLift Denver, CO | Full Time | Remote
7 Days Ago
Compliance Analyst Weiss Asset Management Boston, MA | Full Time
7 Days Ago
Compliance Analyst NJOY New York City, NY | Full Time
7 Days Ago
Compliance Analyst Borrego Health Escondido, CA | Full Time
9 Days Ago
Compliance Analyst FORTIS PRIVATE BANK Denver, CO | Other
15 Days Ago
Compliance Analyst LIBERTY Dental Plan Tampa, FL | Other | Remote
15 Days Ago
Compliance Analyst Tradition Capital Bank Edina, MN | Full Time
20 Days Ago
Compliance Analyst NOBULL Minneapolis, MN | Full Time
21 Days Ago
Compliance Analyst AWG, Inc. Las Vegas, NV | Full Time
21 Days Ago
Compliance Analyst Centers Plan for Healthy Living/Centers Care Solutions Staten Island, NY | Full Time
22 Days Ago
Compliance Analyst Company 19 - John Hancock Life Insurance Company (U.S.A.) USA, MA | Full Time
25 Days Ago
Compliance Analyst Central Payments Sioux Falls, SD | Full Time
25 Days Ago
Compliance Analyst UGA Finance Kansas City, MO | Full Time
26 Days Ago
Compliance Analyst Continental Finance Company Wilmington, DE | Full Time
1 Month Ago
Compliance Analyst Madrivo Telecommuting / Las Vegas, NV | Full Time
2 Months Ago
Compliance Analyst United Network For Organ Sharing Richmond, VA | Full Time
2 Months Ago
Compliance Analyst III Delaware Nation Industries Washington, WA | Other
1 Day Ago
More Search Results

Compliance Analyst

Sioux Falls, SD | Full Time
Expired

Job Description

Position:    Compliance Analyst

Location:  Sioux Falls
 

Goal Solutions, LLC (“Goal” or the “Company”) is an innovative consumer loan servicing and asset management company providing comprehensive and customizable solutions driven by technology, analytics, and industry expertise. Goal is recognized by industry leaders and is a finalist for 2022’s Lendit FinTech award.

Directly or through its subsidiaries, GSS Data Services, Launch Servicing (“Launch”) and Turnstile Capital Management (“TCM”), Goal provides primary servicing, asset management, collections management, direct collections, administration, and treasury services. Key markets we serve include residential solar, home improvement, student finance, and a growing number of personal loan providers. Currently Goal serves a variety of clients including hedge funds, traditional banks, ABS structures, insurance companies, investment banks, and colleges and universities with over $26B in assets under management.

Goal will continue to grow the business both organically and through acquisitions. Senior Goal leadership has been working together for almost fifteen years and we pride ourselves and our work on our mission, values, culture, and service to our community. Our company is headquartered in San Diego, CA and has been named “Best Places to Work” by the San Diego Business Journal since 2015.

Job Description:

The Compliance Analyst will report to the Compliance Manager and ensure compliance by the Company, its subsidiaries, and its vendors with applicable laws, regulations, and Company policies and procedures. The role requires a working knowledge of consumer financial protection laws and regulations.

Responsibilities:

  • Review and test operational functions for adherence to applicable laws, regulations, and company policies and procedures.
  • Monitor and review verbal, written and electronic communications.
  • Monitor and review transactions in connection with consumer loan servicing and debt collection.
  • Analyze exceptions and make recommendations to enhance internal controls and/or improve efficiencies.
  • Effectively communicate testing results to management.
  • Assess compliance with consumer financial laws and regulations.
  • Contribute to special projects as assigned.
  • Review existing and proposed legislation and regulations, regulatory announcements, and industry periodicals to assess applicability and impact to Company.
  • Create clear and accurate written reports summarizing testing findings.
  • Work closely with colleagues to provide continuous improvement strategies and measurements.
  • Other duties as assigned.

Education & Other Minimum Requirements

  • High school diploma required: Post-secondary degree strongly preferred.
  • Minimum 3-5 years of compliance experience in consumer lending, loan servicing, debt collection, or other consumer financial services.
  • Working knowledge of loan servicing and debt collection laws and regulations preferred.
  • Strong interpersonal skills and the ability to prioritize work when demands change.
  • Impeccable attention to detail.
  • Strong critical-thinking and problem-solving skills.
  • Ability to work independently with minimal supervision.
  • Effective written and verbal communication skills.
  • Ability to manage small projects.
  • Collaborative team player. 
  • Working knowledge of Microsoft Office products.

Competitive pay with bonus, and a comprehensive benefits package that includes, but not limited to:

  • 401(k) company match up to 4%
  • Medical, dental, and vision coverage
  • Annual HSA contribution of $1,500
  • Life insurance, disability, and critical illness
  • Birthday holiday
  • 2 floating Community Days
  • Parking reimbursement
  • Home office stipend
  • Free snacks and drinks in the office
  • Tuition reimbursement program
  • Generous PTO, including Paid Parental Leave
  • $2,000 Vacation Incentive Plan after 3 years $1,000 Sabbatical Day
  • Community funds, wellness funds, and more

Learn more about our benefits by viewing our 2022 Employee Benefits Guide.

The Job Description is intended to be a general representation of the responsibilities and requirements of the job. However, the description may not be all-inclusive, and responsibilities and requirements are subject to change.

Equal Employment Opportunity

It is the policy of the Company to provide equal employment opportunities to all employees and employment applicants without regard to unlawful considerations of race, religion, color, national origin, sex, sexual orientation, gender identity or expression, age, sensory, physical, or mental disability, marital status, veteran or military status, genetic information, or any other classification protected by applicable local, state, or federal laws. This policy applies to all aspects of employment, including, but not limited to, hiring, job assignment, compensation, promotion, benefits, training, discipline, and termination. Reasonable accommodation is available for qualified individuals with disabilities, upon request.

Skills for Compliance Analyst

The job skills required for Compliance Analyst include Microsoft Office, Problem Solving, Leadership, Internal control, Verbal Communication,and Life insurance etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Analyst. Select any job title you are interested in and start to search job requirements.

Job Openings with Skill of Microsoft Office
MORE>>
Job Openings with Skill of Problem Solving
MORE>>
Job Openings with Skill of Leadership
MORE>>
Job Openings with Skill of Internal control
MORE>>
Job Openings with Skill of Verbal Communication
MORE>>

Career Path for Compliance Analyst

The following is the career advancement route for Compliance Analyst positions, which can be used as a reference in future career path planning. As a Compliance Analyst, it can be promoted into senior positions as a Compliance Analyst Banking Sr that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Analyst. You can explore the career advancement for a Compliance Analyst below and select your interested title to get hiring information.

How to Become a Compliance Analyst

If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.

Step 1 Understand the job description and responsibilities of a Compliance Analyst

Quotes from people on Compliance Analyst job description and responsibilities
03/13/2022: Hopkinsville, KY
03/11/2022: Fresno, CA
02/10/2022: Clearwater, FL
03/13/2022: Columbus, OH
02/27/2022: Casper, WY

Step 2 Knowing the best tips for becoming a Compliance Analyst can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Compliance Analyst jobs
12/30/2021: Billings, MT
01/25/2022: Santa Cruz, CA
01/26/2022: Denver, CO
03/08/2022: Fayetteville, AR
12/24/2021: Saginaw, MI

Step 3 View the best colleges and universities for Compliance Analyst

Florida Southern College
Colby College
Dartmouth College
University of Notre Dame
Western Washington University
Canisius College