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Compliance Analyst

Sioux Falls, SD | Full Time

Job Description

Position:    Compliance Analyst

Location:  Sioux Falls

Goal Solutions, LLC (“Goal” or the “Company”) is an innovative consumer loan servicing and asset management company providing comprehensive and customizable solutions driven by technology, analytics, and industry expertise. Goal is recognized by industry leaders and is a finalist for 2022’s Lendit FinTech award.

Directly or through its subsidiaries, GSS Data Services, Launch Servicing (“Launch”) and Turnstile Capital Management (“TCM”), Goal provides primary servicing, asset management, collections management, direct collections, administration, and treasury services. Key markets we serve include residential solar, home improvement, student finance, and a growing number of personal loan providers. Currently Goal serves a variety of clients including hedge funds, traditional banks, ABS structures, insurance companies, investment banks, and colleges and universities with over $26B in assets under management.

Goal will continue to grow the business both organically and through acquisitions. Senior Goal leadership has been working together for almost fifteen years and we pride ourselves and our work on our mission, values, culture, and service to our community. Our company is headquartered in San Diego, CA and has been named “Best Places to Work” by the San Diego Business Journal since 2015.

Job Description:

The Compliance Analyst will report to the Compliance Manager and ensure compliance by the Company, its subsidiaries, and its vendors with applicable laws, regulations, and Company policies and procedures. The role requires a working knowledge of consumer financial protection laws and regulations.


  • Review and test operational functions for adherence to applicable laws, regulations, and company policies and procedures.
  • Monitor and review verbal, written and electronic communications.
  • Monitor and review transactions in connection with consumer loan servicing and debt collection.
  • Analyze exceptions and make recommendations to enhance internal controls and/or improve efficiencies.
  • Effectively communicate testing results to management.
  • Assess compliance with consumer financial laws and regulations.
  • Contribute to special projects as assigned.
  • Review existing and proposed legislation and regulations, regulatory announcements, and industry periodicals to assess applicability and impact to Company.
  • Create clear and accurate written reports summarizing testing findings.
  • Work closely with colleagues to provide continuous improvement strategies and measurements.
  • Other duties as assigned.

Education & Other Minimum Requirements

  • High school diploma required: Post-secondary degree strongly preferred.
  • Minimum 3-5 years of compliance experience in consumer lending, loan servicing, debt collection, or other consumer financial services.
  • Working knowledge of loan servicing and debt collection laws and regulations preferred.
  • Strong interpersonal skills and the ability to prioritize work when demands change.
  • Impeccable attention to detail.
  • Strong critical-thinking and problem-solving skills.
  • Ability to work independently with minimal supervision.
  • Effective written and verbal communication skills.
  • Ability to manage small projects.
  • Collaborative team player. 
  • Working knowledge of Microsoft Office products.

Competitive pay with bonus, and a comprehensive benefits package that includes, but not limited to:

  • 401(k) company match up to 4%
  • Medical, dental, and vision coverage
  • Annual HSA contribution of $1,500
  • Life insurance, disability, and critical illness
  • Birthday holiday
  • 2 floating Community Days
  • Parking reimbursement
  • Home office stipend
  • Free snacks and drinks in the office
  • Tuition reimbursement program
  • Generous PTO, including Paid Parental Leave
  • $2,000 Vacation Incentive Plan after 3 years $1,000 Sabbatical Day
  • Community funds, wellness funds, and more

Learn more about our benefits by viewing our 2022 Employee Benefits Guide.

The Job Description is intended to be a general representation of the responsibilities and requirements of the job. However, the description may not be all-inclusive, and responsibilities and requirements are subject to change.

Equal Employment Opportunity

It is the policy of the Company to provide equal employment opportunities to all employees and employment applicants without regard to unlawful considerations of race, religion, color, national origin, sex, sexual orientation, gender identity or expression, age, sensory, physical, or mental disability, marital status, veteran or military status, genetic information, or any other classification protected by applicable local, state, or federal laws. This policy applies to all aspects of employment, including, but not limited to, hiring, job assignment, compensation, promotion, benefits, training, discipline, and termination. Reasonable accommodation is available for qualified individuals with disabilities, upon request.

Skills for Compliance Analyst

The job skills required for Compliance Analyst include Microsoft Office, Problem Solving, Leadership, Internal control, Verbal Communication,and Life insurance etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Analyst. Select any job title you are interested in and start to search job requirements.

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Career Path for Compliance Analyst

The following is the career advancement route for Compliance Analyst positions, which can be used as a reference in future career path planning. As a Compliance Analyst, it can be promoted into senior positions as a Compliance Analyst Banking Sr that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Analyst. You can explore the career advancement for a Compliance Analyst below and select your interested title to get hiring information.

How to Become a Compliance Analyst

If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.

Step 1 Understand the job description and responsibilities of a Compliance Analyst

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Step 2 Knowing the best tips for becoming a Compliance Analyst can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

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Step 3 View the best colleges and universities for Compliance Analyst

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