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Compliance Analyst
$60k-91k (estimate)
Other | Business Services 4 Months Ago
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FORTIS PRIVATE BANK is Hiring a Compliance Analyst Near Denver, CO

Job Details

Job Location: Denver - Denver, CO
Salary Range: $65,000.00 - $75,000.00 Salary/year

Summary & Position Responsibilities

The Compliance Analyst has responsibility for execution of the internal control functions with a primary focus on Bank Secrecy Act (“BSA”), Anti Money Laundering (“AML”) and Office of Foreign Assets Control (“OFAC”) audit functions, and internal compliance and control testing. This person will participate in projects and initiatives designed to enhance the Bank’s compliance program.

Responsibilities

  • Support the BSA Officer in execution, maintenance, and testing of the bank’s BSA/AML program.
  • Perform analysis on BSA/AML suspicious activity as well as enhanced due diligence on higher risk clients.
  • Oversee compliance with OFAC activities for both new client onboarding and ongoing OFAC screenings.
  • Coordinate audit and exam activities with internal stakeholders and external partners, including document gathering and logistics management.
  • Assist in maintaining the Bank’s key control matrix and performance of control testing.
  • Perform internal compliance testing on the Bank’s adherence to regulatory requirements.
  • Coordinate and participate in Community Reinvestment Act (“CRA”) volunteer activities.
  • Assist in developing and producing compliance reporting for senior management, the Board of Directors, and regulatory agencies.
  • Monitor the execution of a Compliance Management System that ensures the Bank’s compliance with all laws and regulations applicable to its operations and product offerings.
  • Maintain awareness to all federal and state rules and regulations and their applicability to Bank products,
  • services, and systems.
  • Maintain a strong awareness of company goals, regulatory and legislative developments, and industry trends.
  • Assist with the development of new products and services, or modifications to existing ones, to identify any compliance related issues or new compliance requirements.

Position Qualifications


Minimum Qualifications

  • Bachelor’s Degree required.
  • Minimum of 5-7 years’ experience in a Compliance function required.
  • Financial Services and/or Banking industry experience strongly preferred.
  • Knowledge of BSA/AML monitoring systems, Jack Henry Yellowhammer strongly preferred.
  • Ability to develop and maintain close working relationships with business partners.
  • Exceptional verbal, written and interpersonal communication skills with the ability to carry out instructions and instruct others, train personnel, write reports, correspondence and procedures.
  • Strong computer skills, with advanced knowledge of Microsoft Office Suite products.
  • Strong organizational skills, including ability to prioritize several projects or tasks simultaneously.
  • Knowledge of banking laws and regulations and understanding of the financial services regulatory and compliance environment.
  • Ability to deal with complex problems involving multiple facets and variables in non-standardized situations.

This position reports to the Senior Vice President, Compliance and Enterprise Risk Management.

Job Summary

JOB TYPE

Other

INDUSTRY

Business Services

SALARY

$60k-91k (estimate)

POST DATE

11/16/2022

EXPIRATION DATE

05/15/2023

WEBSITE

fortispb.com

HEADQUARTERS

Denver, CO

SIZE

50 - 100

INDUSTRY

Business Services

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Fortis Private Bank
Other
$46k-60k (estimate)
1 Month Ago

The following is the career advancement route for Compliance Analyst positions, which can be used as a reference in future career path planning. As a Compliance Analyst, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Analyst. You can explore the career advancement for a Compliance Analyst below and select your interested title to get hiring information.

Bright Vision Technologies
Full Time
$86k-109k (estimate)
3 Weeks Ago

If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.

Step 1: Understand the job description and responsibilities of an Accountant.

Quotes from people on Compliance Analyst job description and responsibilities

Compliance analysts can help ensure that your organization's products or processes meet compliance specifications.

03/13/2022: Hopkinsville, KY

They can audit members of professional organizations to determine whether they meet the standards set by the organization.

03/11/2022: Fresno, CA

Most of them contribute to security designs through acquisitions and/or system developments to deliver and maintain a compliant system.

02/10/2022: Clearwater, FL

Help companies remain compliant with regulations, thus preparing them for audits.

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The compliance analyst has a duty to maintain legal and regulatory compliance by researching, analyzing, and communicating regulatory requirements and obtaining the appropriate approvals.

02/27/2022: Casper, WY

Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Compliance Analyst jobs

Every compliance analyst has slightly different duties, tasks, and responsibilities due to varying job descriptions.

12/30/2021: Billings, MT

Smaller organizations still focus on having a single compliance specialist rather than a complete department.

01/25/2022: Santa Cruz, CA

Sometimes, the compliance analyst works along with the compliance head and other compliance officers.

01/26/2022: Denver, CO

Ability to accurately complete applications for compliance certification.

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Get Certifications and Continue Learning.

12/24/2021: Saginaw, MI

Step 3: View the best colleges and universities for Compliance Analyst.

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