EP Wealth Advisors Admin, LLC ("EPWA") is a wealth management advisory firm with over $15 Billion in AUM as of December 31, 2021, serving predominately high net worth individuals. EPWA fosters an inclusive environment that offers opportunities for our associates to learn, grow and enhance their skills to take on new challenges to progress in their professional careers.
Our office located in the Greater Chicago area is hiring for a Compliance Associate. The Compliance Associate role will work directly with and report to the firm's Chief Compliance Officer ("CCO"), in addition to, other members of the Compliance Department and other firm staff. The Compliance Associate will assist in implementing, managing the regulatory compliance programs for the firm and will assist the CCO in managing and maintaining the firm's overall culture of compliance. You will join a team of dynamic, collaborative, and client-focused professionals who are focused on delivering on our founding core values: Integrity, Entrepreneurial, Excellence and Community.
Duties and Responsibilities
What We Offer
We offer a highly competitive suite of holistic benefits designed to help our team members balance their personal and professional life commitments. These include options designed to encourage employee's health, happiness, and financial well-being.
The job skills required for Compliance Associate include Microsoft Office, Regulatory Compliance, Attention to Detail, Financial services, Integrity,and Verbal Communication etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Associate. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Associate. Select any job title you are interested in and start to search job requirements.
If you are interested in becoming a Compliance Associate, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Associate for your reference.